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Our Investment Portfolio

Offering a wide-range of investment opportunities.

Through our affiliation with First Allied, we provide a wide-range of diversified financial products. Together, we offer you the objectivity of working with an independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources. Below is a detailed list of financial product offerings through First Allied.


  • Equities
  • Margin accounts

Cash Management

  • Daily sweep accounts
  • Money markets
  • Insured CDs
  • Online account access

Retirement Accounts

  • IRAs/SEPs
  • Roth IRAs
  • Defined contribution plans
  • Money-purchase pension plans
  • Profit-sharing plans
  • 403(b)
  • 401(k)

Mutual Funds

Unit Investment Trusts

Asset Management

  • In-house independent RIA
  • Independent third-party manager search
  • Performance monitoring and reporting
  • Wrap-fee accounts


Government Securities


  • All major exchanges


  • Fixed and variable annuities
  • Life Insurance
  • Disability
  • Long-term care

Alternative Investments

  • REITs
  • Managed futures
  • Oil & Gas Programs
  • Tax Credit Programs

And More . . .

  • Education and 529 plans

For more information on any of the above investment products and services, please contact our office.